Complaint Data for the month ending August 2023

Sr.No.	Received from	Pending at the end of last month	Received	Resolved	Total Pending	Pending Complaints >3 months	Average Resolution time (in days)
1	Directly from Investors	Nil	Nil	N.A	Nil	Nil	N.A
2	SEBI(SCORES)	Nil	Nil	N.A	Nil	Nil	N.A
3	Other Sources (if any)	Nil	Nil	N.A	Nil	Nil	N.A
	Grand Total	Nil	Nil	N.A	Nil	Nil	N.A

Trend of monthly disposal of complaints during FY2023-24

Sr.No.	Month	Carried forward from previous Month	Received	Resolved	Pending
1	Apr-2023	Nil	Nil	N.A	Nil
2	May-2023	Nil	Nil	N.A	Nil
3	Jun-2023	Nil	Nil	N.A	Nil
4	Jul-2023	Nil	Nil	N.A	Nil
5	Aug-2023	Nil	Nil	N.A	Nil
6	Sep-2023
7	Oct-2023
8	Nov-2023
9	Dec-2023
10	Jan-2024
11	Feb-2024
12	Mar-2024
	Grand Total	Nil	Nil	N.A	Nil

ABOUT US

We provide only advices and do not sell any products, we care you more..

Aditri Financial & Investment Advisory (ADITRI) has emerged as a competent financial and investment services provider under one roof for all your needs of financial requirements with utmost care and expertise embedded with a prudent code of conduct and ethical standards prescribed by the applicable institutions and organisations. We offer for you the below segments of services at an affordable price.

We are SEBI Registered Investment Adviser | NISM Certified Investment Adviser| Certified Management Accountant | Chartered Financial Analyst | GST Practitioner | IRDA Registered Life and Health Insurance Advisor | IBBI Registered Insolvency Professional | IICA Qualified Independent Director

Trend of annual disposal of complaints

Sr.No.	Year	Carried forward from previous year	Received	Resolved	Pending
1	2018-19	Nil	Nil	N.A.	Nil
2	2019-20	Nil	Nil	N.A.	Nil
3	2020-21	Nil	Nil	N.A.	Nil
4	2021-22	Nil	Nil	N.A.	Nil
5	2022-23	Nil	Nil	N.A.	Nil

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013

Sr.No.	Financial Year	Compliance Audit status	Remarks, if any
1	2020-21	Audit Conducted	Nil
2	2021-22	Audit Conducted	Nil
3	2022-23	Audit Conducted	Nil