Complaint Data for the month ending August 2023

Sr.No. Received from Pending at the end of last month Received Resolved Total Pending Pending Complaints >3 months Average Resolution time (in days)
1 Directly from Investors Nil Nil N.A Nil Nil N.A
2 SEBI(SCORES) Nil Nil N.A Nil Nil N.A
3 Other Sources (if any) Nil Nil N.A Nil Nil N.A
Grand Total Nil Nil N.A Nil Nil N.A

Trend of monthly disposal of complaints during FY2023-24

Sr.No. Month Carried forward from previous Month Received  Resolved Pending
1 Apr-2023 Nil Nil N.A Nil
2 May-2023 Nil Nil N.A Nil
3 Jun-2023 Nil Nil N.A Nil
4 Jul-2023 Nil Nil N.A Nil
5 Aug-2023 Nil Nil N.A Nil
6 Sep-2023
7 Oct-2023
8 Nov-2023
9 Dec-2023
10 Jan-2024
11 Feb-2024
12 Mar-2024
Grand Total Nil Nil N.A Nil

 

ABOUT US

We provide only advices and do not sell any products, we care you more..

Aditri Financial & Investment Advisory (ADITRI) has emerged as a competent financial and investment services provider under one roof for all your needs of financial requirements with utmost care and expertise embedded with a prudent code of conduct and ethical standards prescribed by the applicable institutions and organisations. We offer for you the below segments of services at an affordable price.

We are SEBI Registered Investment Adviser | NISM Certified Investment Adviser| Certified Management Accountant | Chartered Financial Analyst | GST Practitioner | IRDA Registered Life and Health Insurance Advisor | IBBI Registered Insolvency Professional | IICA Qualified Independent Director

Trend of annual disposal of complaints

Sr.No. Year Carried forward from previous year Received Resolved Pending
1 2018-19 Nil Nil N.A. Nil
2 2019-20 Nil Nil N.A. Nil
3 2020-21 Nil Nil N.A. Nil
4 2021-22 Nil Nil N.A. Nil
5 2022-23 Nil Nil N.A. Nil

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013

Sr.No. Financial Year Compliance Audit status Remarks, if any
1 2020-21 Audit Conducted Nil
2 2021-22 Audit Conducted Nil
3 2022-23 Audit Conducted Nil

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